Compliance Officer, LPL Registered Principal
Lindsey is responsible for reviewing and implementing the firm’s Compliance Program. These responsibilities include management of LPL Financial’s compliance requirements and RIA compliance oversight.
Lindsey received her degree in Sociology/Criminology from the University of Colorado at Boulder. She has been in the financial field for over fifteen years, previously working at Piper Jaffray, Rocky Mountain Wealth Management, Western Wealth Management and Independent Financial Partners.
In her spare time, she enjoys spending time with her husband and children, hiking, cooking and enjoying the Colorado outdoors.